Full chapter text
The Problem
In the long tradition of the philosophy of language, there has been a tendency to regard statements mainly as sentences that are
true or false. Yet in daily life we often utter sentences whose primary function is not to describe the world but to accomplish some
social act. ‘I promise’, ‘I appoint you’, ‘Sit down’, ‘I apologize’, ‘This meeting is adjourned’—the meaning of such sentences is not
merely factual description.
J. L. Austin brings this fact to the centre of the philosophy of language. His basic question is: when is saying something itself an
action? Uttering a sentence is not merely producing sound; within appropriate circumstances, authority, intention and social rules,
it can become a promise, order, naming, marriage, declaration, appointment, apology, warning or decision.
From this perspective, the traditional criterion of truth and falsity proves incomplete. The main question about the sentence ‘I
warn you’ is not whether it is true or false; the question is whether the warning was successfully given, whether the speaker was
authorized, whether the circumstances were appropriate, and whether the hearer understood its linguistic force.
Austin initially distinguishes between ‘constative’ and ‘performative’ utterances, but later shows that this clean division does
not hold. Almost every meaningful utterance contains some kind of linguistic act.
The problem of this chapter is: what is a speech act? How are the distinctions among the locutionary act, illocutionary act and
perlocutionary effect to be understood? What are the conditions of a successful speech act? And how can this theory enter into
dialogue with Indian Mīmāṃsā, Nyāya, injunctive sentences and Mithila’s social and scholastic practices without making an
artificial claim such as ‘Mīmāṃsā was already speech-act theory’?
Central Thesis
The central thesis of this chapter is that language is not merely a picture of the world or an instrument for describing facts;
language performs social actions. Saying a sentence can itself be a rule-governed act—promising, ordering, permitting, warning,
declaring, naming or apologizing.
Austin analyses speech acts at three levels: the locutionary act—uttering a meaningful sentence; the illocutionary act—what is
done in saying that sentence, such as ordering, promising, asking or warning; and the perlocutionary effect—what effect the
sentence has on the hearer, such as fear, motivation, belief, anger or agreement.
The success of a speech act does not depend on grammar alone. Social institutions, authority, procedure, context, intention,
accepted convention and the expected subsequent action may also be necessary.
From this perspective, Parallel Philosophy clarifies the relation among language, institution and power; but it also adds that the
success of a speech act does not by itself establish its moral validity. An order may be legally effective and yet unjust.
Table 25 — One Sentence, Three Levels of Action
Level English Form Example Main Question
Uttering a meaningful
Locutionary act ‘Close the door’ What was said?
sentence
An order to close the What was done in
Illocutionary act Ordering/requesting, etc.
door saying it?
The hearer closes the
Perlocutionary effect Effect on the hearer What effect occurred?
door
Why did the act
Felicity condition Context/authority/rules An authorized order
succeed?
Table 16.1 — Three levels of a speech act: utterance, illocutionary act, and effect on the hearer.
Principal Arguments
First argument—some sentences are actions in being uttered. In the appropriate circumstances, ‘I promise’ does not merely
describe a promise; it performs the act of promising. For this reason, performative utterances cannot be fully measured by the
ordinary criterion of truth and falsity.
Second argument—performative utterances can succeed or fail. If the person making a marriage declaration is unauthorized,
an appointment follows an invalid procedure, a promise is made deceitfully, or the circumstances of naming are not recognized,
the speech act is not ‘false’; rather, it is unsuccessful or defective.
Third argument—Austin emphasizes ‘felicity conditions’. Without the appropriate person, procedure, circumstances,
intention and required subsequent conduct, a speech act may fail.
Fourth argument—the initial distinction between constative and performative sentences is ultimately unstable. ‘It is raining
outside’ is not necessarily only a description; depending on context, it may function as information, warning, advice, or a reason to
postpone a journey.
गजेन्द्र ठाकु रक समानान्तर दर्शन — खण्ड २
Fifth argument—the illocutionary force of a sentence is not completely determined by its lexical meaning. ‘The window is
open’ may function as a statement, request, complaint or hint. Context, tone, shared knowledge and institutional position
determine the type of speech act.
Sixth argument—the perlocutionary effect is distinct from the illocutionary act. Giving a warning is an illocutionary act;
whether the hearer becomes frightened or cautious is its effect. The same warning may have different effects on different hearers.
Seventh argument—language is connected with social institutions. ‘I find you guilty’ has legal force only within an appropriate
judicial context. Words do not possess power in isolation; institutional rules give them performative force.
Eighth argument—speech acts are affected by inequalities of power. The words of a person who has authority to issue an order
can produce institutional consequences; a weaker person may utter the same words without producing the same effect.
Ninth argument—the focus of the philosophy of language expands from ‘What does a sentence represent?’ to ‘What is being
done with the sentence?’ Through this shift, the study of law, politics, ethics, social institutions and communication enters the
philosophy of language.
Tenth argument—analysis of speech acts is not a substitute for discrimination concerning facts. A person can successfully
threaten someone while stating something false; the threat may succeed as an act while its factual content is false. Performative
success and truth are therefore different criteria.
Pūrvapakṣa
The first form of the pūrvapakṣa says that ‘saying = doing’ is an ordinary fact, not a philosophical theory. People already
understood orders, promises, apologies and declarations; what, then, is new in Austin?
The second pūrvapakṣa says that the type of illocutionary act is excessively context-dependent. The same sentence can be an
order, suggestion, irony or complaint; in that case, is any stable classification in the theory possible?
The third pūrvapakṣa says that speech-act theory does not sufficiently question the legitimacy of social institutions. If an
authorized person issues an unjust order, the theory may call it ‘successful’—which is morally insufficient.
The fourth pūrvapakṣa comes from the Indian perspective. Mīmāṃsā had long reflected on injunctive sentences, prohibition,
duty, command and the practical force of scriptural language; Nyāya examines the speaker, verbal testimony and the conditions of
sentence-cognition. Therefore, if Western speech-act theory is called the first philosophy of language-as-action, the history would
be incomplete.
Uttarapakṣa
Reply to the first pūrvapakṣa—Austin’s originality lies in making this everyday fact a systematic philosophical criterion. By
breaking the monopoly of truth and falsity, the philosophy of language was reorganized around action, institution and felicity
conditions.
Reply to the second pūrvapakṣa—context-dependence is not a weakness but the subject of the theory. Linguistic meaning itself
is affected by social circumstances, intention and rules; therefore, what is needed is a method of analysis rather than a rigid list.
Reply to the third pūrvapakṣa—performative success is not moral validity. Parallel Philosophy adds dignity-based ethics to
Austin’s analysis: a speech act may be institutionally successful yet unacceptable by the criteria of rights, justice and equality.
Reply to the fourth pūrvapakṣa—the independent history of the Indian traditions is acknowledged. Mīmāṃsā’s injunctive
sentence is not identical with Austin’s illocutionary act; their philosophical aims and contexts differ. Comparison should take the
form of dialogue around a shared problem, not a claim of simple historical priority.
Indian Dialogue
Mīmāṃsā places the question of injunctive sentences at the centre. A scriptural sentence does not merely describe the world; it
directs duty. Language therefore has not only a representational but also a performative-regulative role. Here the problem-affinity
with Austin is clear, but Mīmāṃsā’s broader context of dharma, injunction, apūrva and scriptural authority is distinct.
Nyāya, in its account of verbal testimony, examines the reliability of the speaker or authoritative testimony, word–referent
relations and sentence-cognition. The speech-act question ‘Who is speaking?’ can enter into dialogue with the Nyāya concern with
the speaker and testimony.
In Dharmaśāstra, legal and social traditions, acts such as declaration, oath, promise, gift, resolve, naming, marriage and
appointment have been connected with verbal utterance. Yet these institutions have distinct histories; to call them direct examples
of Austin’s classification would be anachronistic.
Buddhist and Jain traditions contain questions of speech, truth-telling, intention and ethical verbal conduct. Their emphasis on
the ethical consequences of language can provide a moral extension to Austin’s analysis of institutional felicity.
The conclusion of the Indian dialogue is that language states facts, directs duty, creates promises, changes relationships and
activates institutions; but each tradition understands this performativity within its own philosophical framework.
गजेन्द्र ठाकु र
Mithila’s Parallel Perspective
In Mithila’s tradition of śāstrārtha, a speech act is not merely the presentation of an opinion; taking up the pūrvapakṣa, giving
the uttarapakṣa, establishing a thesis, accepting an objection and revising a conclusion are all rule-governed intellectual acts. The
discipline of linguistic action is therefore connected with philosophical ethics.
In Navya-Nyāya writing, the precision of relations among words, subjecthood, qualifierhood and evidence clarifies the ‘what
was said?’ dimension of an utterance; Austin’s perspective adds the question ‘what was done in saying it?’ Parallel Philosophy
keeps both levels together.
In Mithila’s social life, verbal promises, declarations of a pañcāyat, religious resolves, marital utterances, public acceptance or
rejection, literary honours and institutional appointments have historically been important speech acts. Their validity is linked to
time, institution and social authority.
The Parallel perspective adds a critique of power here. Who is allowed to speak? Whose word is recognized? Whose complaint
is heard? Whose promise carries legal weight? The power of speech acts is affected by social hierarchy.
For this reason, the philosophy of speech acts is linked with polycentric democracy. In public institutions, linguistic authority
should not remain the privilege of senior officials alone; citizens’ questions, objections, consent, dissent and testimony should also
be institutionally effective.
Table 26 — When Is a Speech Act Successful?
Utterance Act Context Authority Intention Outcome
What was done in Is the speaker
What was said? Appropriate place/time? Serious/sincere? Did the act take effect?
saying it? authorized?
Figure 16.2 — The success of a speech act arises not from words alone, but from context, authority, intention and rules.
Contemporary Applications
In law, speech acts have direct force. A judge’s decision, acceptance of a contract, an oath, resignation, appointment,
permission or prohibition can alter institutional status through words.
In the digital world, clicking ‘I agree’, an electronic signature, an ‘accept’ button and privacy consent are new linguistic or
symbolic acts. Whether merely pressing a button constitutes genuinely informed consent is a separate ethical and legal question.
In the age of artificial-intelligence agents, a new question arises: whose speech act is an acceptance, booking, purchase,
contract, email or order sent by AI? Which human or institution is responsible behind the machine’s act? Speech-act theory opens a
new problem of accountability here.
On social media, labels such as ‘block’, ‘report’, ‘ban’, ‘verified’ and ‘misleading’ can themselves become institutional speech
acts; they alter visibility, reputation and rights.
In politics, declarations, promises, oaths, policy statements and emergency directives are speech acts. Their force depends on
authority, constitutional procedure and institutional recognition; the speaker’s words alone are not sufficient.
In social questions of consent, the meaning of the word ‘yes’ cannot be separated from circumstances. Under pressure, unequal
power, lack of information or fear, an utterance may formally resemble consent while failing to constitute morally valid consent.
In education and śāstrārtha, a teacher’s question, an examiner’s declaration, a student’s pledge, an academic honour and
approval of research all have institutional roles as speech acts. Philosophy of language is therefore also connected with the power
structure of the university.
Chapter Conclusion
Austin takes the philosophy of language beyond the limited binary of truth and falsity into the wider field of social action.
Saying is not merely describing; in appropriate circumstances, saying itself is doing.
The distinction among the locutionary act, illocutionary act and perlocutionary effect clarifies different dimensions of the
same utterance. Felicity conditions show that language is connected with social rules, authority and institutions.
The initial constative–performative distinction does not remain simple; almost every sentence performs some linguistic
function.
Dialogue with Mīmāṃsā, Nyāya and Indian traditions of injunctive discourse is extremely fruitful, but a historical equation
such as ‘Mīmāṃsā = speech-act theory’ is inappropriate.
Mithila’s Parallel perspective adds questions of power, justice, dignity and responsibility to speech acts. An institutionally
successful speech act is not automatically morally justified.
The chapter’s final formula is: when you hear words, do not ask only ‘What was said?’ Also ask: ‘What was done in saying it?’,
‘By whose authority?’, ‘Who was affected?’, and ‘Was this act just?’