Full chapter text
The Problem
Austin clarified the action-oriented character of language—saying is very often also doing. John R. Searle attempts to give this
project a more systematic form. His question is: on the basis of what rules are speech acts possible? When does the same sentence
become a statement, command, promise, request, question, or declaration? What is the relation among the speaker’s intention, the
form of the sentence, social convention, and institutional rules?
The sentence “Can you close the window?” is grammatically a question about ability, but in an ordinary context it may function
as a request. Such an indirect speech act shows that linguistic meaning is not merely lexical meaning; what the speaker wants to do,
what the hearer infers, and what shared rules obtain are all important.
Searle attempts to classify Austin’s illocutionary acts. Some utterances make claims about the world; some direct the hearer to
do something; some commit the speaker to a future action; some express mental states; and some, through institutionally
supported declarations, change a social status.
The extension of this theory leads to the question of social reality. Money, marriage, office, property, citizenship, a university
degree, and a judicial decision are not merely physical things; they are also rule-governed institutional facts. In this field Searle
tries to understand social reality through status functions of the form “X counts as Y in context C.”
The problem of this chapter, therefore, is: how rule-governed are speech acts? How necessary is intention? How are indirect
speech acts understood? How are institutional facts created through language? And how can this theory enter into dialogue with
Indian Mīmāṃsā, Nyāya, injunctive sentences, and Mithila’s social and scholastic traditions without manufacturing artificial
historical equivalences?
Central Thesis
The central thesis of this chapter is that Searle systematizes speech acts as rule-governed social-intentional behaviour. The
meaning of a sentence is not merely lexical meaning; illocutionary force, the speaker’s intention, social rules, and recognition by
the hearer together constitute a speech act.
Searle proposes five major types of speech act: assertives—claims about the world; directives—attempts to get the hearer to do
something; commissives—acts that bind the speaker to a future course of action; expressives—expressions of feeling or attitude;
and declarations—utterances that change a status within institutional rules.
The purpose of this classification is not to place all linguistic behaviour into completely sealed boxes, but to provide an
analytical tool for identifying illocutionary force. Actual language is often mixed, indirect, and context-dependent.
Parallel Philosophy adopts from Searle the subtle analysis of rules, intention, and institutional force; but it does not treat
linguistic institutions as automatically morally legitimate. An institution that violates human dignity, equality, or rights may
generate social facts through declarative force, but it does not thereby generate moral justification.
Table 27 — Five Major Types of Speech Act
Type Primary function Example Direction
Claim about the
Assertive “It rained today” Fit words to the world
world
Get the hearer to do Change the world to
Directive “Close the door”
something fit the words
“I will come Commitment to
Commissive Bind the speaker
tomorrow” future action
Express Public expression of
Expressive “I apologize”
feeling/attitude attitude
Change institutional Change a social fact
Declaration “You are appointed”
status through words
Table 17.1 — Searle’s classification of speech acts.
Principal Arguments
First argument—speech acts are rule-governed. A promise, command, question, or declaration is not an arbitrary sound;
socially established rules and expectations make it recognizable.
Second argument—a speech act is not merely an intention. A speaker may think something inwardly, but if public linguistic
signs and rules are absent, the hearer cannot identify the act. Intention and convention are therefore interconnected.
Third argument—propositional content and illocutionary force can be distinguished. The proposition “you will come
tomorrow” can carry different force as a question, command, prediction, or promise. The content may be the same while the
speech act differs.
गजेन्द्र ठाकु र
Fourth argument—indirect speech acts are a basic feature of ordinary language. “It is very hot here” may sometimes be not
merely a description of temperature but a request to open the window. The hearer understands the indirect force from shared
context, cooperative expectations, and the speaker’s purpose.
Fifth argument—Searle distinguishes between “regulative” and “constitutive” rules. Regulative rules govern an activity that
already exists; constitutive rules create the activity itself. Without the rules of chess there is no chess; similarly, some institutional
speech acts are constituted by rules.
Sixth argument—declarative speech acts depend on institutional authority. Anyone can say “the meeting is adjourned,” but
institutional effect arises only when an appropriate chairperson or authorized person says it in the proper circumstances.
Seventh argument—institutional facts are created through collective recognition. A piece of paper becomes money, a person a
judge, a building a university, or a certificate a degree because social rules assign a particular status function to that object or
person.
Eighth argument—language plays an indispensable role in constructing this institutional reality. Complex institutional
statuses require rules that can be represented, communicated, and repeatedly applied.
Ninth argument—social facts are not opposed to natural facts. A sheet of paper remains a physical object, but institutionally it
may also be money. The same thing can be real at both physical and social levels.
Tenth argument—Searle’s theory emphasizes intention and rules, but the question remains open as to how adequately it
incorporates power, history, and inequality. Who makes the institutional rules? Whose intention is treated as effective? Whose
declaration changes social reality? Parallel Philosophy carries these questions forward.
Pūrvapakṣa
The first form of the pūrvapakṣa says that the five classes of speech act are excessively tidy, whereas actual language is mixed.
An apology is an expression of feeling but also an act of repairing a relationship; a political declaration may simultaneously be a
claim, an order, and a commitment.
The second pūrvapakṣa focuses on intention. We often understand linguistic meanings that are socially determined beyond
the speaker’s explicit intention. The effect of a legal document, for example, cannot always depend on the private intention of its
author.
The third pūrvapakṣa concerns institutional facts. If social institutions arise from collective acceptance, how adequately are
power inequalities, coercion, history, and resistance included? Slavery, caste hierarchy, or colonial law too were once institutional
facts; being “accepted” is not the same as being morally legitimate.
The fourth pūrvapakṣa is from an Indian perspective. Mīmāṃsā had already analysed injunctions and duty; Nyāya, speaker
reliability; Dharmaśāstra, declarations and ritual utterances; and scholastic debate, rules of proposition, reason, and reply. It
would therefore be inappropriate to treat Searle’s theory as the universal starting point.
Uttarapakṣa
Reply to the first pūrvapakṣa—the classification is not a set of perfectly natural kinds; it is an analytical instrument. Accepting
mixed speech acts does not eliminate the usefulness of classification; it remains a means of identifying the dominant direction of an
utterance.
Reply to the second pūrvapakṣa—intention is not the sole criterion. In Searle’s method, rules, social conventions, and
recognition are also important. Parallel Philosophy extends this point further through institutional history and textual
interpretation.
Reply to the third pūrvapakṣa—the existence of an institutional fact and its moral legitimacy are different levels. “A certain
institution in fact applies these rules” may be a factual claim; “that institution is just” is a separate moral question. A dignity-based
ethics supplies a criterion for the second question.
Reply to the fourth pūrvapakṣa—the independent history of Indian traditions must be acknowledged. Mīmāṃsā injunctions,
Nyāya verbal testimony, ritual declarations, and modern speech-act theory are not the same thing; yet the shared problems of
action through language, authority, obligation, and social consequence are open to dialogue.
Indian Dialogue
Mīmāṃsā reads language in the context of injunction, prohibition, and duty. A scriptural sentence is not merely a description
of fact; it may function in the institution of obligation. There may be a limited problem-level similarity here with Searle’s directive
or declarative categories, but the Mīmāṃsā framework of dharma is different.
Nyāya, in its treatment of verbal testimony, emphasizes the competence and trustworthiness of the speaker and the conditions
of sentence comprehension. Hence the questions “Who is speaking?”, “With what authority?”, and “Will this utterance yield
knowledge?” enter into dialogue with Searle’s intentional account of speech acts.
गजेन्द्र ठाकु रक समानान्तर दर्शन — खण्ड २
In Indian legal and ritual traditions, naming, resolve, donation, marriage, oath, initiation, appointment, and royal order are
linguistic acts that alter social status. But to declare such examples predecessors of the modern speech-act taxonomy would be
historically inappropriate.
Bhartṛhari opens broad philosophical dimensions of language and social meaning, but his position is not identical with Searle’s
rule-based intentional theory.
The principal lesson of the Indian dialogue is that language gives knowledge, creates obligations, activates institutions, and
changes social relationships; but the philosophical foundations of these functions differ from tradition to tradition.
Mithila’s Parallel Perspective
Mithila’s parallel perspective reads speech acts within the combined field of scholastic debate, institutions, social authority,
and local linguistic practice. Establishing a proposition, taking up a pūrvapakṣa, giving a reply, and accepting a conclusion are rule-
governed linguistic-intellectual acts.
Navya-Nyāya clarifies the subject, scope, and relations of a claim; Searle adds illocutionary force, intention, and institutional
rules. The parallel method can use these two dimensions together.
In Mithila’s social history, registration, titles, marriage, councils, royal decrees, land rights, educational institutions, literary
honours, and religious vows have all been connected with linguistic-institutional acts. In studying these historically, the question
“Whose word counted as valid?” reveals structures of power.
Here dignity-based ethics is decisive. If an institutional rule distributes linguistic authority unequally on the basis of birth,
caste, gender, or religion, its existence as a social fact may be acknowledged, but its moral legitimacy cannot.
Polycentric democracy broadens the right to perform institutionally consequential speech acts—citizens’ objections,
complaints, consent, dissent, public testimony, and appeals should carry institutional effect. A system in which only the language of
high officials can alter social reality is not democratic.
Parallel principle—ask who possesses linguistic power; ask whom linguistic rules exclude; acknowledge institutional facts, but
do not abandon their moral evaluation.
Table 28 — From Direct to Indirect Speech Acts
Lexical
Utterance Context Intention Inference Act
meaning
What does the How does the
What was Direct What is the Actual speech
speaker want hearer
said? meaning situation? act
to do? understand it?
Figure 17.2 — The sequence of lexical meaning, context, intention, and hearer inference in an indirect speech act.
Contemporary Applications
With conversational agents in artificial intelligence, utterances such as “I have made the booking,” “I have submitted your
application,” or “I agree” can have institutional effects. The question is: whose intention is an AI utterance taken to represent—the
institution’s, the user’s, or the system’s? Responsibility must remain clear.
On digital platforms, buttons such as “accept,” “confirm,” “subscribe,” “report,” “block,” “delete,” and “publish” function like
symbolic speech acts. With one click, a user can alter a social or legal status.
In law, contracts, oaths, appointments, resignations, marriage registration, judicial orders, and legislative declarations are
direct contemporary fields for Searle’s discussion of declarative speech acts.
In politics, utterances such as “I declare a state of emergency,” “this policy is now in force,” or “this group is banned” generate
enormous social consequences through state authority. Speech-act analysis here cannot be separated from the critique of power.
On social media, indirect speech acts are extremely common. Irony, sarcasm, hints, memes, and coded words depend for their
meaning far more on community-specific context than on lexical meaning alone. AI content-moderation systems can make
erroneous decisions when they fail to understand this indirectness.
In education, statements such as “you have passed,” “this answer is not acceptable,” or “you are approved for research” alter a
student’s actual status through the authority of a teacher or institution. Transparency and a system of appeal are therefore
ethically necessary.
In contemporary ethics of consent, a spoken “yes” alone is not sufficient. If there is lack of information, coercion, unequal
power, or deception, an institutionally recognized utterance may still fail to constitute morally valid consent.
Chapter Conclusion
Searle gives a more systematic form to Austin’s account of speech acts. Propositional content, illocutionary force, intention,
rules, indirectness, and institutional facts become central themes in the philosophy of language.
The five types of speech act—assertives, directives, commissives, expressives, and declarations—provide a useful analytical
map for understanding actual linguistic behaviour.
गजेन्द्र ठाकु र
Indirect speech acts show that meaning is not merely lexical meaning; shared context, intention, social rules, and hearer
inference are indispensable.
Institutional facts clarify the power of language and collective recognition, but institutional existence is not moral legitimacy.
An unjust institution can be real without being right.
Dialogue with Indian Mīmāṃsā, Nyāya, ritual utterances, and Mithila’s scholastic tradition is fruitful; it does not amount to a
claim of historical identity or priority.
The chapter’s final principle—for the meaning of an utterance, ask not only “what was said?” but also “what was done in saying
it?”, “by what rules?”, “with whose intention?”, “with whose authority?”, and “with consequences for whom?”